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Derivatives Advisors >> Registrar and Licensing

  Type Title Section See Document Status Notified Date Effective Date
1. Act   The Derivative Act B.E. 2546   16 03/07/2003 06/01/2004
2. Notification of the Securities and Exchange Commission  KorThor. 26/2560 Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business   31/10/2017 01/12/2017
3. Notification of the Securities and Exchange Commission  Kor Thor. 24/2558 Application for the Agricultural Derivatives Business License (Codefied)   02/12/2015 16/12/2015
4. Notification of the Securities and Exchange Commission  KorThor/Nor/Khor. 14/2551 Approval for Undertaking of Derivatives Business (Codefied)   05/11/2008 16/11/2008
Notification of the Securities and Exchange Commission  KorThor/Nor/Khor 14/2551 Approval for Undertaking of Derivatives Business 05/11/2008 16/11/2008
Notification of the Securities and Exchange Commission  KorThor/Nor/Khor. 9/2554 Approval for Undertaking of Derivatives Business (No. 2) 28/04/2011 01/05/2011
Notification of the Securities and Exchange Commission  KorTor/Nor/Khor. 13/2554 Approval for Undertaking of Derivatives Business (No. 3) 11/05/2011 16/05/2011
  
5. Notification of the Securities and Exchange Commission  Kor Khor. 10/2547 Registration of Derivatives Business Operator In the Category of Derivatives Advisor   23/01/2004 06/01/2004
6. Notification of the Office of the Securities and Exchange Commission  SorThor./Khor. 40/2547 Re: Form of Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor   19/10/2004 01/11/2004