| |
Type |
Title |
Section |
See Document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Notification of the Office of the Securities and Exchange Commission Sor Thor. 38/2565 |
Re: Rules in Detail on Establishment of Information Technology Systems (Codefied) |
|
  |
 | 27/09/2022 |
01/07/2023 |
|  |
Notification of the Office of the Securities and Exchange Commission Sor Thor. 38/2565 |
Rules in Detail on Establishment of Information Technology Systems |
|
|
|
28/09/2022 |
01/07/2023 |
| |
Notification of the Office of the Securities and Exchange Commission Sor Thor. 33/2567 |
Re: Rules in Detail on Establishment of Information Technology Systems (No. 2) |
|
|
|
21/11/2024 |
01/01/2025 |
| |  |
Report/Form (Notification of Securities and Exchange Commission) |
Appendix 1 : Glossary (Attached to the SEC Office Notification No. Sor Thor. 33/2567) |
|
|
|
|
|
| | |
Report/Form (Notification of Securities and Exchange Commission) |
Appendix 2 : Information Technology Governance (Attached to the SEC Office Notification No. Sor Thor. 33/2567) |
|
|
|
|
|
| | |
Report/Form (Notification of Securities and Exchange Commission) |
Appendix 3 : Information Technology Security (Attached to the SEC Office Notification No. Sor Thor. 33/2567) |
|
|
|
|
|
| | |
Report/Form (Notification of Securities and Exchange Commission) |
Appendix 4 : Information Technology Audit (Attached to the SEC Office Notification No. Sor Thor. 33/2567) |
|
|
|
|
|
| | |
Notification of the Office of the Securities and Exchange Commission Nor Por. 6/2567 |
Re: Guidelines on Establishment of Information Technology Systems |
|
|
|
21/11/2024 |
01/01/2025 |
| | |
Report/Form (Notification of Securities and Exchange Commission) |
Appendix : Attached to the SEC Office Notification No. Nor Por. 6/2567 |
|
|
|
|
|
| 2. |
Notification of the Office of the Securities and Exchange Commission Sor Thor. 38/2559 |
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company |
|
 |
| 12/09/2016 |
01/09/2017 |
| 3. |
Notification of the Office of the Securities and Exchange Commission Sor Thor. 35/2557 |
Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries (Codefied) |
|
|
| 10/10/2014 |
01/01/2015 |
| |
Notification of the Office of the Securities and Exchange Commission SorThor. 35/2557 |
Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries |
|
|
|
10/11/2014 |
01/01/2015 |
