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Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Fund manager

  Type Title Section See Document Status Notified Date Effective Date
1. Notification of Capital Market Supervisory Board  Tor Lor Thor. 8/2557 Rules on Personnel in the Capital Market Business (Codefied)   03/06/2014 01/07/2014
Notification of Capital Market Supervisory Board  TorLorThor. 8/2557 Rules on Personnel in the Capital Market Business 03/06/2014 01/07/2014
  Notification of the Office of the Securities and Exchange Commission   SorLorThor. 8/2557 The Approval of Personnel in the Capital Market Business (Synopsis) 03/06/2014 01/07/2014
  Circular   SEC.ID (C) 15/2562 Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators 31/07/2019
  
2. Notification of the Office of the Securities and Exchange Commission   Notification of the Office of the Securities and Exchange Commission Governing Rules, Conditions and Procedures for Appointment and Conduct of Fund Manager B.E. 2552 (2009)   14/10/2009 01/01/2010