| |
Type |
Title |
Section |
See Document |
Status |
Notified Date |
Effective Date |
| 1. |
Act   |
The Derivative Act B.E. 2546 |
16 |
  |
 | 03/07/2003 |
06/01/2004 |
| 2. |
Notification of the Securities and Exchange Commission  KorThor. 26/2560 |
Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business |
|
   |
 | 31/10/2017 |
01/12/2017 |
| 3. |
Notification of the Securities and Exchange Commission  Kor Thor. 24/2558 |
Application for the Agricultural Derivatives Business License (Codefied) |
|
   |
 | 02/12/2015 |
16/12/2015 |
| 4. |
Notification of the Securities and Exchange Commission  KorThor/Nor/Khor. 14/2551 |
Approval for Undertaking of Derivatives Business (Codefied) |
|
   |
 | 05/11/2008 |
16/11/2008 |
|  |
Notification of the Securities and Exchange Commission KorThor/Nor/Khor 14/2551 |
Approval for Undertaking of Derivatives Business |
|
  |
 |
05/11/2008 |
16/11/2008 |
|  |
Notification of the Securities and Exchange Commission KorThor/Nor/Khor. 9/2554 |
Approval for Undertaking of Derivatives Business (No. 2) |
|
 |
 |
28/04/2011 |
01/05/2011 |
|  |
Notification of the Securities and Exchange Commission KorTor/Nor/Khor. 13/2554 |
Approval for Undertaking of Derivatives Business (No. 3) |
|
 |
 |
11/05/2011 |
16/05/2011 |
| | |
| 5. |
Notification of the Securities and Exchange Commission  Kor Khor. 10/2547 |
Registration of Derivatives Business Operator In the Category of Derivatives Advisor |
|
   |
 | 23/01/2004 |
06/01/2004 |
| 6. |
Notification of the Office of the Securities and Exchange Commission  SorThor./Khor. 40/2547 |
Re: Form of Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor |
|
  |
 | 19/10/2004 |
01/11/2004 |