|
Type |
Title |
Section |
See Document |
Status |
Notified Date |
Effective Date |
1. |
Act   |
Securities and Exchange Act 2535 |
98 |
|
| 12/03/1992 |
16/05/1992 |
2. |
Notification of Capital Market Supervisory Board  Tor Thor. 34/2556 |
Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary |
|
|
| 06/09/2013 |
01/04/2014 |
3. |
Notification of Capital Market Supervisory Board  TorThor. 35/2556 |
Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries (Codefied) |
|
|
| 06/09/2013 |
01/04/2014 |
4. |
Notification of Capital Market Supervisory Board  TorThor. 35/2556 |
Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries (Codefied) |
|
|
| 06/09/2013 |
01/04/2014 |