| |
Type |
Title |
Section |
See Document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Act |
Securities and Exchange Act 2535 |
98 |
  |
 | 12/03/1992 |
16/05/1992 |
| 2. |
Notification of the Securities and Exchange Commission Kor Thor. 9/2556 |
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order |
|
 |
| 18/10/2013 |
01/11/2013 |
| 3. |
Notification of Capital Market Supervisory Board TorThor. 43/2552 |
Custody of Clients’ Assets by Securities Companies (Codified) (Codefied) |
|
|
| 03/08/2009 |
01/09/2009 |
|  |
Notification of Capital Market Supervisory Board TorThor 43/2552 |
Custody of Assets of Clients by Securities Companies |
|
|
|
03/08/2009 |
01/09/2009 |
| |
Notification of Capital Market Supervisory Board TorThor. 13/2555 |
Custody of Assets of Clients by Securities Companies (No. 3) |
|
|
|
28/02/2012 |
16/03/2012 |
| |
Notification of Capital Market Supervisory Board TorThor. 23/2558 |
Custody of Clients’ Assets by Securities Companies (No. 4) |
|
|
|
12/06/2015 |
16/07/2015 |
| 4. |
Circular SEC. Nor Phor. (Wor) 27/2558 |
Clarification on Short Selling and Settlement of Securities for Management of Market Maker’s Risks Borne by Securities Companies and Management of Clients’ Assets In case of Internal Short. |
|
|
| 04/09/2015 |
|
