| |
Type |
Title |
Section |
See Document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Notification of Capital Market Supervisory Board Tor Thor. 34/2556 |
Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary |
|
   |
 | 06/09/2013 |
01/04/2014 |
| 2. |
Notification of Capital Market Supervisory Board TorThor. 35/2556 |
Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries (Codefied) |
|
|
| 06/09/2013 |
01/04/2014 |
| |  |
Notification of the Office of the Securities and Exchange Commission Sor Thor. 14/2558 |
Rules in Detail on the Protection and Management of Conflicts of Interest (Synopsis) |
|
|
|
07/04/2015 |
01/10/2015 |
| | |
Notification of the Office of the Securities and Exchange Commission 15/2558 |
Rules in Detail related to Proprietary Trading of Intermediaries (Synopsis) |
|
|
|
07/04/2015 |
16/05/2015 |
