| |
Type |
Title |
Section |
See Document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Notification of Capital Market Supervisory Board Tor Thor. 34/2556 |
Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary |
|
   |
 | 06/09/2013 |
01/04/2014 |
| 2. |
Notification of Capital Market Supervisory Board TorThor 39/2555 |
Providing Compliance Unit of an Intermediary (Codefied) |
|
|
| 14/08/2012 |
01/11/2012 |
|  |
Notification of Capital Market Supervisory Board TorThor. 39/2555 |
Providing Compliance Unit of an Intermediary |
|
|
|
14/08/2012 |
01/11/2012 |
| 3. |
Report/ Form (Notification of Capital Market Supervisory Board) TorThor. 35/2556 |
Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries (Codefied) |
|
|
| 06/09/2013 |
01/04/2014 |
