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Derivatives Advisors >> Activities not deem to be classified as operating securities business

  Type Title Section See Document Status Notified Date Effective Date
1. Act   The Derivatives Act B.E. 2546   3 03/07/2003 06/01/2004
2. Notification of the Securities and Exchange Commission  Kor Thor. 18/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Securities Business   20/07/2020 16/08/2020
3. Notification of the Securities and Exchange Commission  Kor Thor. 19/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Derivatives Busin   20/07/2020 16/08/2020
4. Notification of the Securities and Exchange Commission  KorThor. 2/2560 Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Derivatives Business in the Category of Derivatives Advisor (Codefied)   12/01/2017 16/02/2017