| |
Type |
Title |
Section |
See Document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Notification of Capital Market Supervisory Board Tor Lor Thor. 8/2557 |
Rules on Personnel in the Capital Market Business (Codefied) |
|
   |
 | 03/06/2014 |
01/07/2014 |
|  |
Notification of Capital Market Supervisory Board TorLorThor. 8/2557 |
Rules on Personnel in the Capital Market Business |
|
|
|
03/06/2014 |
01/07/2014 |
| |  |
Notification of the Office of the Securities and Exchange Commission SorLorThor. 8/2557 |
The Approval of Personnel in the Capital Market Business (Synopsis) |
|
|
|
03/06/2014 |
01/07/2014 |
| | |
Circular SEC.ID (C) 15/2562 |
Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators |
|
|
|
31/07/2019 |
|
| |  |
| 2. |
Notification of the Office of the Securities and Exchange Commission |
Notification of the Office of the Securities and Exchange Commission Governing Rules, Conditions and Procedures for Appointment and Conduct of Fund Manager B.E. 2552 (2009) |
|
|
| 14/10/2009 |
01/01/2010 |
