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Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Approval and Qualifications

  Type Title Section See Document Status Notified Date Effective Date
1. Act   Securities and Exchange Act 2535   91 12/03/1992 16/05/1992
2. Notification of the Office of the Securities and Exchange Commission  SorThor/Nor. 26/2545 Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies.   23/05/2002 16/06/2002