|
Type |
Title |
Section |
See Document |
Status |
Notified Date |
Effective Date |
1. |
Act   |
Securities and Exchange Act 2535 |
103 |
![View MS Word File](/images/web_word.gif) ![View PDF Readable File](images/web_pdf_readable.png) |
![in force](images/ready_flag.png) | 12/03/1992 |
16/05/1992 |
2. |
Act   |
Securities and Exchange Act 2535 |
104 |
![View MS Word File](/images/web_word.gif) ![View PDF Readable File](images/web_pdf_readable.png) |
![in force](images/ready_flag.png) | 12/03/1992 |
16/05/1992 |
3. |
Notification of Capital Market Supervisory Board  Tor Lor Thor. 8/2557 |
Rules on Personnel in the Capital Market Business (Codefied) |
|
![View MS Word File](/images/web_word.gif) ![View PDF Readable File](images/web_pdf_readable.png) ![View PDF File](/images/web_pdf_adjust.gif) |
![in force](images/ready_flag.png) | 03/06/2014 |
01/07/2014 |
| ![](/images/aWhite7.gif) |
Notification of Capital Market Supervisory Board TorLorThor. 8/2557 |
Rules on Personnel in the Capital Market Business |
|
![View MS Word File](/images/web_word.gif) ![View PDF File](/images/web_pdf_adjust.gif) |
![ใช้งาน](images/ready_flag.png) |
03/06/2014 |
01/07/2014 |
| ![](/images/dia_green.gif) |
Notification of the Office of the Securities and Exchange Commission SorLorThor. 8/2557 |
The Approval of Personnel in the Capital Market Business (Synopsis) |
|
![View MS Word File](/images/web_word.gif) ![View PDF Readable File](images/web_pdf_readable.png) ![View PDF File](/images/web_pdf_adjust.gif) |
![in force](images/ready_flag.png) |
03/06/2014 |
01/07/2014 |
| ![](/images/dia_green.gif) |
Circular SEC.ID (C) 15/2562 |
Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators |
|
![View PDF File](/images/web_pdf_adjust.gif) |
![in force](images/ready_flag.png) |
31/07/2019 |
|
| |