| |
Type |
Title |
Section |
See Document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Act |
The Derivatived Act B.E 2546 |
33 |
  |
 | 03/07/2003 |
06/01/2004 |
| 2. |
Notification of the Securities and Exchange Commission Kor Thor. 9/2556 |
Segregation and Management of Clients Assets In Case of Intermediary Being under Receivership by Court Order |
|
 |
| 18/10/2013 |
01/11/2013 |
| 3. |
Notification of Capital Market Supervisory Board TorThor. 84/2552 |
Custody of Assets of Clients by Licensed Derivatives Brokers (Codefied) |
|
|
| 03/08/2009 |
01/09/2009 |
|  |
Notification of Capital Market Supervisory Board TorThor 84/2552 |
Custody of Assets of Clients by Licensed Derivatives Brokers |
|
|
|
03/08/2009 |
01/09/2009 |
| |
Notification of Capital Market Supervisory Board TorThor. 14/2555 |
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3) |
|
|
|
28/02/2012 |
16/03/2012 |
| |  |
Notification of the Office of the Securities and Exchange Commission SorThor. 38/2553 |
Rules for Custody of Customer Assets and Essential Details of Custody Agreement (Synopsis) |
|
|
|
15/09/2010 |
01/10/2010 |
