Business Operation Rules >>

  Type Title Section See document Status Notified Date Effective Date
1. Ministerial regulations    26/09/1996 04/10/1996
2. Notification of the Securities and Exchange Commission   31/2543    24/08/2000 05/09/2000
3. Notification of Capital Market Supervisory Board  TorThor 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries (Synopsis)   26/06/2013 16/07/2013
4. Notification of Capital Market Supervisory Board  TorThor. 45/2553 Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Securities Company to Establish Branch Offices (No. 2)   07/12/2010 01/01/2011
5. Notification of Capital Market Supervisory Board  TorThor 8/2551 Rules, Conditions, and Procedures for Applying for Permission and Granting of Permission to Securities Companies to Establish Branch Offices   02/04/2008 01/05/2008
6. Notification of Capital Market Supervisory Board   8/2551 (Synopsis)   02/04/2008 01/05/2008
7. Notification of the Office of the Securities and Exchange Commission  SorThor. 25/2542 Re: Application for an Approval of Branch Office (No. 2)   25/11/1999 02/12/1999
8. Notification of the Office of the Securities and Exchange Commission  SorThor. 6/2542 Re: Application for an Approval of Branch Office   22/02/1999 17/03/1999
9. Notification of the Office of the Securities and Exchange Commission   39/2543    05/09/2000 16/09/2000
10. Notification of the Office of the Securities and Exchange Commission  OrThor. 12/2543 Re: Moving of the Securities Company Office   05/09/2000 16/09/2000
11. Report/Form (Notification of Securities and Exchange Commission) Form 92-3 Certified Letter of Executive Profile (regarding an approval of branch office)  
12. Circular   25/2549    30/06/2006
13. Circular   15/2549    11/05/2006
14. Circular   14/2549    11/05/2006
15. Circular   19/2537    13/09/1994