Business Operation Rules >>

  Type Title Section See document Status Notified Date Effective Date
1. Ministerial regulations    26/09/1996 04/10/1996
2. Notification of the Securities and Exchange Commission  Kor Thor. 32/2560 Maintenance of Net Capital   29/12/2017 16/01/2018
3. Notification of the Securities and Exchange Commission   13/2559    14/12/2016 16/01/2017
4. Notification of the Securities and Exchange Commission  KorThor. 18/2549 Maintenance of Net Capital (Synopsis)   02/05/2006 16/05/2006
  
  
  
5. Notification of the Securities and Exchange Commission    18/05/1992
6. Notification of the Office of the Securities and Exchange Commission   10/2546    10/07/2003 01/08/2003
7. Notification of the Office of the Securities and Exchange Commission   6/2544    11/01/2001 01/01/2001
8. Notification of the Office of the Securities and Exchange Commission   11/2543    14/03/2000 03/04/2000
9. Notification of the Office of the Securities and Exchange Commission   85/2558    02/12/2015 16/12/2015
10. Notification of the Office of the Securities and Exchange Commission  SorThor. 20/2554 Calculation and Report of Net Liquid Capital Calculation (No. 5)   23/06/2011 01/07/2011
11. Notification of the Office of the Securities and Exchange Commission  SorThor/Nor. 18/2554 Reporting on Investment of Securities Company according to Allocated Quota   20/06/2011 01/07/2011
12. Notification of the Office of the Securities and Exchange Commission   2/2553    22/01/2010 01/03/2010
13. Notification of the Office of the Securities and Exchange Commission  SorThor. 2/2552 Calculation and Report of Net Liquid Capital Calculation (No. 3)   14/01/2009 01/02/2009
14. Notification of the Office of the Securities and Exchange Commission  SorThor. 24/2550 Re: Calculation and Report of Net Liquid Capital Calculation (No. 2)   20/08/2007 01/09/2007
15. Notification of the Office of the Securities and Exchange Commission  SorThor. 23/2549 Re: Calculation and Report of Net Liquid Capital Calculation   08/05/2006 16/05/2006
  
  
  
16. Notification of the Office of the Securities and Exchange Commission  SorThor. 55/2546 Report Forms of Securities Companies (Synopsis)   26/12/2003 01/01/2004
  Report/Form (Notification of Securities and Exchange Commission) Form Bor.Lor.2 Financial Status Report (Synopsis)
  Report/Form (Notification of Securities and Exchange Commission) Form Bor.Lor 2/1 Income and Expenses Report (Synopsis)
  Report/Form (Notification of Securities and Exchange Commission) Form Bor.Lor. 8 Report on Assets of Customers (Synopsis)
  
  
  
  
17. Circular   24/2547    14/05/2004
18. Circular   7/2544    22/01/2001
19. Circular   16/2543    12/07/2000
20. Circular   2/2543    08/02/2000
21. Circular   28/2541    26/08/1998
22. Circular   30/2540    25/12/1997
23. Circular   11/2547    03/05/2004
24. Circular   1/2547    16/01/2004
  
  
25. Circular   5/2544    18/01/2001
26. Circular   18/2543    08/09/2000
27. Guideline   
28. Guideline    11/09/2014 01/10/2014
29. Guideline (Synopsis)   17/02/2004 01/03/2004