Private Fund >>

  Type Title Section See document Status Notified Date Effective Date
1. Notification of the Securities and Exchange Commission  KorNor. 22/2552 Determination of Investment Management not being regarded as Securities Business in the Category of Private Fund Management   06/08/2009 16/08/2009
2. Notification of the Securities and Exchange Commission   1/2549    18/01/2006 16/02/2006
3. Notification of the Securities and Exchange Commission  KorNor. 30/2547 Rules, Conditions and Procedures for Establishment and Management of Funds (codified as of 21/01/2005) (Synopsis)   10/06/2004
4. Notification of the Securities and Exchange Commission  KorNor. 14/2543 Rules, Conditions and Procedures for Management of Private Funds (codified as of 23/04/2004) (Synopsis)   04/04/2000
5. Notification of the Securities and Exchange Commission   29/2547 (Synopsis)  
6. Notification of Capital Market Supervisory Board   16/2561    17/01/2018 01/04/2018
7. Notification of Capital Market Supervisory Board   17/2560    20/02/2017 01/03/2017
8. Notification of Capital Market Supervisory Board   27/2552 (Synopsis)   20/07/2009 16/08/2009
Notification of Capital Market Supervisory Board  TorThor. 2/2555 Rules, Conditions and Procedures for Establishment and Management of Mutual Funds (No. 4) 12/01/2012 01/02/2012
9. Notification of the Office of the Securities and Exchange Commission  SorNor. 1/2548 Rules for the Exercise of Fund’s Voting Rights at the Shareholders’ Meeting by the Management Company and Information Disclosure   11/01/2005 16/01/2005
10. Notification of the Office of the Securities and Exchange Commission   24/2562    09/04/2019 16/05/2019
11. Notification of the Office of the Securities and Exchange Commission  Sor. Nor. 87/2558 Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds (Synopsis)   17/12/2015 16/01/2016
12. Notification of the Office of the Securities and Exchange Commission   30/2553    25/08/2010 16/09/2010
13. Notification of the Office of the Securities and Exchange Commission   21/2552    28/07/2009 16/08/2009
14. Notification of the Office of the Securities and Exchange Commission  SorKhor/Nor 32/2551 Rules, Conditions and Procedures for Management of Funds (No. 10)   27/11/2008 01/12/2008
15. Notification of the Office of the Securities and Exchange Commission  SorThor/Nor 8/2551 Reporting of Offshore Securities Investment of Securities Company   12/03/2008 14/03/2008
16. Notification of the Office of the Securities and Exchange Commission  SorKhor/Nor 4/2551 Rules, Conditions and Procedures for Management of Funds (No. 8)   04/02/2008 15/02/2008
17. Notification of the Office of the Securities and Exchange Commission  SorKhor/Nor 9/2551 Rules, Conditions, and Procedures for Management of Funds (No. 9)   12/03/2008 14/02/2008
18. Notification of the Office of the Securities and Exchange Commission  SorKhor/Nor. 17/2550 Re: Rules, Conditions and Procedures for Management of Funds (No.6)   04/07/2007 16/07/2007
19. Notification of the Office of the Securities and Exchange Commission  SorKhor/Nor. 15/2550 Re: Rules, Conditions and Procedures for Management of Funds (No.5)   02/07/2007 16/07/2007
20. Notification of the Office of the Securities and Exchange Commission  SorNor. 9/2550 Re: Investment and Holding of Assets for a Fund (N0. 2)   22/06/2007 01/07/2007
21. Notification of the Office of the Securities and Exchange Commission   2/2550    23/02/2007 15/03/2007
22. Notification of the Office of the Securities and Exchange Commission  SorNor. 28/2549 Re: Investment and Holding of Assets for a Fund   17/07/2006 01/08/2006
  
  
  
  
23. Notification of the Office of the Securities and Exchange Commission   25/2549    31/05/2006 01/06/2006
24. Notification of the Office of the Securities and Exchange Commission  SorKhor/Nor. 7/2549 Re: Rules, Conditions and Procedures for Management of Funds (No. 2)   14/03/2006 14/03/2006
25. Notification of the Office of the Securities and Exchange Commission  SorKhor/Nor. 1/2549 Re: Rules, Conditions and Procedures for Management of Funds   07/02/2006 16/02/2006
  Table and Interpretative Note to the Notification (SorKhor/Nor. 1/2549)
26. Notification of the Office of the Securities and Exchange Commission   13/2548    18/05/2005 18/05/2005
27. Notification of the Office of the Securities and Exchange Commission  OrNor. 1/2548 Re: Guidelines for the Exercise of Voting Rights of the Fund at the Shareholders Meeting by the Management Company and Information Disclosure   11/01/2005 16/01/2005
28. Notification of the Office of the Securities and Exchange Commission  SorKhor. 43/2547 Re: Rules, Conditions and Procedures for Sale or Acceptance of Redemption of Investment Units and Soliciting of Customers to Execute an Agreement for Management of Private Fund   03/12/2004 16/12/2004
29. Notification of the Office of the Securities and Exchange Commission  SorNor. 45/2546    26/12/2003 01/01/2004
30. Notification of the Office of the Securities and Exchange Commission   46/2546    26/12/2003 01/01/2004
31. Notification of the Office of the Securities and Exchange Commission   47/2546    26/12/2003 01/01/2004
32. Notification of the Office of the Securities and Exchange Commission   16/2546    08/08/2003 08/08/2003
33. Notification of the Office of the Securities and Exchange Commission   29/2545    27/06/2002 01/07/2002
34. Notification of the Office of the Securities and Exchange Commission   11/2545    15/02/2002 16/02/2002
35. Notification of the Office of the Securities and Exchange Commission   57/2543    20/11/2000 28/11/2000
36. Notification of the Office of the Securities and Exchange Commission   11/2543    31/07/2000 26/08/2000
37. Notification of the Office of the Securities and Exchange Commission   17/2543    23/05/2000 14/06/2000
38. Notification of the Office of the Securities and Exchange Commission   1/2549 (Synopsis)   07/02/2006
  
39. Notification of the Office of the Securities and Exchange Commission  SorNor. 23/2547 Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (codified as of 14/03/2006) (Synopsis)   11/06/2004
40. Notification of the Office of the Securities and Exchange Commission   9/2545    15/02/2002
41. Notification of the Office of the Securities and Exchange Commission   33/2543 (Synopsis)   31/07/2000
42. Notification of the Office of the Securities and Exchange Commission   25/2543    05/06/2000
43. Notification of the Office of the Securities and Exchange Commission  SorNor. 28/2549 Re: Investment and Holding for Assets of a Fund (Synopsis)  
44. Notification of the Office of the Securities and Exchange Commission   7/2548 (Synopsis)  
45. Report/Form (Notification of Securities and Exchange Commission) (Synopsis)   23/01/2007 16/03/2007
46. Report/Form (Notification of Securities and Exchange Commission) (Synopsis)   23/01/2007 16/03/2007
47. Report/Form (Notification of Securities and Exchange Commission) (Synopsis)   23/01/2007 16/03/2007
48. Report/Form (Notification of Securities and Exchange Commission)    26/02/2026
49. Report/Form (Notification of Securities and Exchange Commission) Form EF-3 Appointment of Authorized Officer  
50. Report/Form (Notification of Securities and Exchange Commission) Form EF-4 Revocation of Certifier or Authorized Officer  
51. Report/Form (Notification of Securities and Exchange Commission) Form 133-2 Report on the Commencement Date or Temination Date of Performance of Duty as Private Fund Manager  
52. Report/Form (Notification of Securities and Exchange Commission) Form 133-1 Report on Changes of Information of Private Fund Manager  
53. Report/Form (Notification of Securities and Exchange Commission) Form 133-3 Report on Name List of Private Fund Managers  
54. Report/Form (Notification of Securities and Exchange Commission) Form EF-1 Agreement of Submitting of Electronic Data  
55. Report/Form (Notification of Securities and Exchange Commission) Form EF-2 Appointment of Certifier  
56. Circular    26/02/2026 26/02/2026
57. Circular   13/2552    13/10/2009 16/10/2009
58. Circular   26/2552    10/09/2009 16/08/2009
59. Circular   12/2552    25/08/2009 16/08/2009
60. Circular   20/2554    23/12/2011
  
61. Circular   23/2553    03/08/2010
62. Circular   32/2552    27/11/2009
63. Circular   11/2552    18/08/2009
64. Circular   7/2552    18/06/2009
65. Circular   51/2551    03/12/2008
66. Circular   45/2551    18/09/2008
  
  
67. Circular   43/2551    08/09/2008
68. Circular   41/2551    06/08/2008
69. Circular   16/2551    09/04/2008
70. Circular   8/2551    12/03/2008
  
  
  
  
  
71. Circular   1/2551    05/02/2008
72. Circular   11/2550    17/07/2007
73. Circular   7/2550    17/05/2007
74. Circular   6/2550    15/03/2007
  
  
75. Circular   4/2550    08/03/2007
76. Circular   5/2550    08/03/2007
77. Circular   56/2549    01/12/2006
78. Circular   1841/2549    23/08/2006
79. Circular   1815/2549    21/08/2006
80. Circular   12/2549    19/07/2006
  
  
81. Circular   12/2549    11/04/2006
82. Circular   5/2549    20/03/2006
83. Circular   30/2548    29/08/2005
84. Circular   14/2548    25/07/2005
85. Circular   11/2548    20/05/2005
86. Circular   3/2548    19/01/2005
  
87. Circular   959/2547    13/07/2004
88. Circular   6/2547    10/03/2004
  
  
89. Circular   1/2547    07/01/2004
90. Guideline    11/09/2014 01/10/2014
91. Guideline (Synopsis)   17/02/2004 01/03/2004
  
  
92. Guideline    26/02/2026