|
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
1. |
Notification of the Securities and Exchange Commission KorNor 24/2553 |
Units of Foreign ETF deemed as Securities not Subject to Provisions on Public Offering of Securities |
|
|
| 24/12/2010 |
16/01/2011 |
2. |
Notification of the Securities and Exchange Commission 16/2553 |
(Synopsis) |
|
|
| 01/12/2010 |
01/01/2011 |
| |
3. |
Notification of Capital Market Supervisory Board TorThor 31/2556 |
Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries (Synopsis) |
|
|
| 26/06/2013 |
16/07/2013 |
4. |
Notification of Capital Market Supervisory Board TorNor 49/2553 |
Provisions Relating to Governance and Business Takeover of Foreign ETFs |
|
|
| 27/12/2010 |
16/01/2011 |
5. |
Notification of the Office of the Securities and Exchange Commission SorNor. 1/2548 |
Rules for the Exercise of Fund’s Voting Rights at the Shareholders’ Meeting by the Management Company and Information Disclosure |
|
|
| 11/01/2005 |
16/01/2005 |
6. |
Notification of the Office of the Securities and Exchange Commission 26/2544 |
|
|
|
| 20/07/2001 |
01/01/2002 |
7. |
Notification of the Office of the Securities and Exchange Commission 12/2558 |
|
|
|
| 03/04/2015 |
01/06/2015 |
8. |
Notification of the Office of the Securities and Exchange Commission SorNor. 1/2554 |
Examination and Disclosure of List of Foreign ETF Units and Application for Investment Allotment for Units of Foreign ETF |
|
|
| 04/01/2011 |
16/01/2011 |
9. |
Notification of the Office of the Securities and Exchange Commission OrNor. 1/2548 |
Re: Guidelines for the Exercise of Voting Rights of the Fund at the Shareholders Meeting by the Management Company and Information Disclosure |
|
|
| 11/01/2005 |
16/01/2005 |
10. |
Notification of the Office of the Securities and Exchange Commission 1/2542 |
|
|
|
| 13/01/1999 |
29/01/1999 |
11. |
Notification of the Office of the Securities and Exchange Commission 30/2557 |
|
|
|
| 02/09/2014 |
|
12. |
Notification of the Office of the Securities and Exchange Commission SorThor. 2/2555 |
Special Holidays of Securities Companies and Derivatives Business Operators |
|
|
| 19/01/2012 |
|
13. |
Report/Form (Notification of Securities and Exchange Commission) |
Table of Status of Investment in Instrument which does not comply with the New Guideline as of date……………. |
|
|
| |
|
14. |
Circular 25/2548 |
|
|
|
| 06/07/2005 |
06/07/2005 |
15. |
Circular 1/2555 |
|
|
|
| 19/01/2012 |
|
| |
16. |
Circular 28/2552 |
|
|
|
| 30/09/2009 |
|
17. |
Circular 47/2551 |
|
|
|
| 29/10/2008 |
|
18. |
Circular 30/2548 |
|
|
|
| 29/08/2005 |
|
19. |
Circular 3/2548 |
|
|
|
| 19/01/2005 |
|
| |