| |
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Notification of the Securities and Exchange Commission 35/2548 |
|
|
|
 | 13/09/2005 |
01/11/2005 |
| 2. |
Notification of the Securities and Exchange Commission 37/2548 |
(Synopsis) |
|
|
| 13/09/2005 |
01/11/2005 |
| 3. |
Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37/2553 |
Prohibited Characteristics of Personnel in Capital Market Industry |
|
 |
| 15/09/2010 |
01/10/2010 |
| 4. |
Notification of Capital Market Supervisory Board 83/2552 |
(Synopsis) |
|
|
| 03/08/2009 |
01/09/2009 |
| 5. |
Notification of Capital Market Supervisory Board 87/2552 |
|
|
|
| 03/08/2009 |
01/09/2009 |
| |  |
| 6. |
Notification of Capital Market Supervisory Board 85/2552 |
|
|
|
| 03/08/2009 |
01/09/2009 |
| | |
| 7. |
Notification of the Office of the Securities and Exchange Commission |
Guidelines for Application and Approval for Appointment of Person to be Director and Executive of Derivatives Business Operator B.E. 2553 (2010) |
|
|
| 01/02/2010 |
01/02/2010 |
| 8. |
Notification of the Office of the Securities and Exchange Commission OrThor/Nor/Khor. 11/2548 |
Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of a Derivatives Business Operator |
|
  |
| 31/10/2005 |
01/11/2005 |
| | |
| 9. |
Report/Form (Notification of Securities and Exchange Commission) |
(Synopsis) |
|
|
| 12/11/2007 |
01/01/2008 |
| 10. |
Report/Form (Notification of Securities and Exchange Commission) |
(Synopsis) |
|
|
| 12/11/2007 |
01/01/2008 |
| 11. |
Report/Form (Notification of Securities and Exchange Commission) |
|
|
|
| 12/11/2007 |
01/01/2008 |
| 12. |
Report/Form (Notification of Securities and Exchange Commission) |
|
|
|
| 16/11/2008 |
|
| 13. |
Report/Form (Notification of Securities and Exchange Commission) |
|
|
|
| 16/11/2008 |
|
| 14. |
Report/Form (Notification of Securities and Exchange Commission) |
Form 104-1/OrPor 24-1 Application for an Approval of Appointment of Person as an Executive of the Securities Company or the Derivatives Business Operator (Form as of 25 July 2006) (Synopsis) |
|
|
| |
|
| 15. |
Report/Form (Notification of Securities and Exchange Commission) |
Form 104-2/OrPor 24-2 Certified Statement Form on Profile of the Applicant to be an Executive of the Securities Company or the Derivatives Business Operator (Form as of 25 July 2006) (Synopsis) |
|
|
| |
|
| 16. |
Circular 12/2553 |
|
|
|
| 24/05/2010 |
|
| | |
| 17. |
Circular 23/2552 |
|
|
|
| 06/08/2009 |
|
| 18. |
Circular 19/2550 |
|
|
|
| 26/12/2007 |
|
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