|
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
1. |
Notification of the Securities and Exchange Commission Kor Jor. 4/2560 |
Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor |
|
![View MS Word File](/images/web_word.gif) ![View PDF Readable File](images/web_pdf_readable.png) ![View PDF File](/images/web_pdf_adjust.gif) |
![no longer in force](images/cancel_flag.png) | 08/02/2017 |
16/02/2017 |
2. |
Notification of the Securities and Exchange Commission KorChor. 9/2555 |
Determination of Definitions of Institutional and High Net Worth Investors |
|
![View PDF File](/images/web_pdf_adjust.gif) |
![no longer in force](images/cancel_flag.png) | 09/07/2012 |
01/08/2012 |
3. |
Notification of the Securities and Exchange Commission KorThor. 43/2543 |
Re: Rules, Conditions and Procedures for Dealing of Debt Securities (codified as of 25/10/2006) (Synopsis) |
|
![View MS Word File](/images/web_word.gif) ![View PDF Readable File](images/web_pdf_readable.png) ![View PDF File](/images/web_pdf_adjust.gif) |
![no longer in force](images/cancel_flag.png) | 26/09/2000 |
|
4. |
Notification of Capital Market Supervisory Board 5/2556 |
|
|
|
![no longer in force](images/cancel_flag.png) | 15/02/2013 |
01/04/2013 |
5. |
Notification of Capital Market Supervisory Board Tor Dor. 67/2552 |
Rules, Conditions, and Procedures for Dealing of Debt Securities (Synopsis) |
|
![View MS Word File](/images/web_word.gif) ![View PDF Readable File](images/web_pdf_readable.png) ![View PDF File](/images/web_pdf_adjust.gif) |
![no longer in force](images/cancel_flag.png) | 03/08/2009 |
01/09/2009 |
6. |
Notification of Capital Market Supervisory Board Tortor. 28/2553 |
Guidelines and procedures in terms of a brokerage dealing and securities underwriting tpes of bonds denominated in foreign currencies in Thailand (Synopsis) |
114 |
|
![no longer in force](images/cancel_flag.png) | |
|
7. |
Notification of the Office of the Securities and Exchange Commission 37/2548 |
|
|
|
![no longer in force](images/cancel_flag.png) | 13/12/2005 |
01/01/2006 |