Bond Dealer and Underwriter >>

  Type Title Section See document Status Notified Date Effective Date
1. Notification of the Securities and Exchange Commission   14/2545    19/02/2002 22/02/2002
2. Notification of the Securities and Exchange Commission   16/2553 (Synopsis)   01/12/2010 01/01/2011
  
3. Notification of the Securities and Exchange Commission  KorKhor 7/2551 Determination of Paid-Up Registered Capital of Securities Company   08/05/2008 01/06/2008
4. Notification of the Securities and Exchange Commission   28/2547    27/05/2004 16/06/2004
5. Notification of the Securities and Exchange Commission   13/2545    01/02/2002 16/02/2002
6. Notification of the Securities and Exchange Commission  KorKhor 10/2551 Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (2008)   14 16/07/2008 01/08/2008
7. Notification of the Securities and Exchange Commission  KorKhor 6/2551 Determination of Paid-Up Registered Capital of Person Applying for Securities Business License under Ministerial Regulation Concerning Granting of License for Undertaking Securities Business B.E. 2551 2008)   14 08/05/2008 01/06/2008
8. Notification of the Office of the Securities and Exchange Commission  SorThor. 2/2555 Special Holidays of Securities Companies and Derivatives Business Operators   19/01/2012
9. Report/Form (Notification of Securities and Exchange Commission)    01/06/2008
10. Report/Form (Notification of Securities and Exchange Commission)    01/06/2008
11. Report/Form (Notification of Securities and Exchange Commission)    01/06/2008
12. Report/Form (Notification of Securities and Exchange Commission) Form 14-1 Report on Gross Operating Income for Annual Transaction Levy Calculation  
13. Circular   2/2547    19/01/2004