| |
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Notification of the Securities and Exchange Commission 3/2548 |
|
|
|
 | 17/01/2005 |
01/03/2005 |
| 2. |
Notification of Capital Market Supervisory Board 3/2555 |
(Synopsis) |
|
|
| 18/01/2012 |
01/04/2012 |
| |  |
| | |
| 3. |
Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37/2553 |
Prohibited Characteristics of Personnel in Capital Market Industry |
|
 |
| 15/09/2010 |
01/10/2010 |
| 4. |
Notification of Capital Market Supervisory Board 57/2552 |
|
|
|
| 03/08/2009 |
01/09/2009 |
| 5. |
Notification of Capital Market Supervisory Board 85/2552 |
|
|
|
| 03/08/2009 |
01/09/2009 |
| | |
| 6. |
Notification of the Office of the Securities and Exchange Commission 25/2547 |
(Synopsis) |
|
|
| 22/06/2004 |
01/07/2004 |
| 7. |
Notification of the Office of the Securities and Exchange Commission 67/2543 |
(Synopsis) |
|
|
| 21/12/2000 |
21/12/2000 |
| 8. |
Notification of the Office of the Securities and Exchange Commission SorKhor. 39/2554 |
Extension for Period of Approval and Filing Application for Approval of Extension of Personnel in Capital Market Business in Special Circumstances |
|
|
| 03/11/2011 |
16/11/2011 |
| 9. |
Notification of the Office of the Securities and Exchange Commission SorKhor 49/2552 |
Approval for Investor Contacts and Standards of Conduct |
|
  |
| 14/10/2009 |
01/01/2010 |
| | |
| 10. |
Notification of the Office of the Securities and Exchange Commission 49/2552 |
(Synopsis) |
|
|
| 14/10/2009 |
01/01/2010 |
| | |
| 11. |
Notification of the Office of the Securities and Exchange Commission 10/2548 |
|
|
|
| 05/10/2005 |
01/11/2005 |
| 12. |
Notification of the Office of the Securities and Exchange Commission SorKhor. 15/2548 |
Re: Approval for Investor Contacts and Standards of Conduct (codified as of 19/12/2006) (Synopsis) |
|
|
| 21/06/2005 |
|
| 13. |
Report/Form (Notification of Securities and Exchange Commission) |
Form 113-1 Application Form for Registeration and Renewal of Marketing Officers |
|
|
| |
|
| 14. |
Report/Form (Notification of Securities and Exchange Commission) |
Notify of the Commencement / Termination of Performance of Duties as Marketing Officer of Securities Company / Commercial Bank |
|
|
| |
|
| 15. |
Report/Form (Notification of Securities and Exchange Commission) |
Form 113-2 Form for Changing of Information of Marketing Officers |
|
|
| |
|
| 16. |
Report/Form (Notification of Securities and Exchange Commission) |
Form for Reference of Documents for Approval (marketing officer) |
|
|
| |
|
| 17. |
Circular 4/2547 |
|
|
|
| 20/02/2004 |
|
| 18. |
Circular 2/2555 |
|
|
|
| 22/02/2012 |
|
| | |
| | |
| 19. |
Circular SEC.Khor.(Wor) 1/2552 |
|
|
|
| 22/10/2009 |
|
| | |
| 20. |
Circular 10/2549 |
|
|
|
| 27/12/2006 |
|
| 21. |
Circular 10/2548 |
|
|
|
| 28/07/2005 |
|
| 22. |
Circular 7/2548 |
|
|
|
| 23/06/2005 |
|
| 23. |
Circular 16/2547 |
|
|
|
| 25/06/2004 |
|
| 24. |
Circular 12/2545 |
|
|
|
| 22/03/2002 |
|
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