Investment Advisory >>

  Type Title Section See document Status Notified Date Effective Date
1. Ministerial regulations    31/01/2002
2. Ministerial regulations   5/2539    18/01/1996
3. Notification of the Securities and Exchange Commission  Kor Thor. 25/2560 Specification of Paid-up Registered Capital of Securities Business License Applicant and Licensee   31/10/2017 01/12/2017
4. Notification of the Securities and Exchange Commission   7/2560    16/02/2017 01/03/2017
5. Notification of the Securities and Exchange Commission   4/2556    15/05/2013 01/07/2013
6. Notification of the Securities and Exchange Commission  KorKhor 7/2551 Determination of Paid-Up Registered Capital of Securities Company   08/05/2008 01/06/2008
7. Notification of the Securities and Exchange Commission   27/2545    28/03/2002 16/04/2002
  
8. Notification of the Securities and Exchange Commission   28/2545    28/03/2002 16/04/2002
  
9. Notification of the Securities and Exchange Commission  KorKhor 10/2551 Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (2008)   14 16/07/2008 01/08/2008
10. Notification of the Securities and Exchange Commission  KorKhor 6/2551 Determination of Paid-Up Registered Capital of Person Applying for Securities Business License under Ministerial Regulation Concerning Granting of License for Undertaking Securities Business B.E. 2551 2008)   14 08/05/2008 01/06/2008
11. Report/Form (Notification of Securities and Exchange Commission)    01/06/2008
12. Report/Form (Notification of Securities and Exchange Commission)    01/06/2008
13. Report/Form (Notification of Securities and Exchange Commission)    01/06/2008
14. Report/Form (Notification of Securities and Exchange Commission) Form 90-19 Application for an Approval on Establishment of a New Limited Company or Public Limited Company to Undertake Securities Business in the Category of Investment Advisory Service  
15. Report/Form (Notification of Securities and Exchange Commission) Form 90-20 Application for a License to Undertake Securities Business in the Category of Investment Advisory Service  
16. Report/Form (Notification of Securities and Exchange Commission) Form 90-21 Application for a License to Undertake Securities Business in the Category of Investment Advisory Service of Newly Established Limited Company or Public Limited Company  
17. Report/Form (Notification of Securities and Exchange Commission) Form 90-6 Application for a License to Undertake Securities Business