| |
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Notification of the Securities and Exchange Commission Kor Jor. 4/2560 |
Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor |
|
   |
 | 08/02/2017 |
16/02/2017 |
| 2. |
Notification of the Securities and Exchange Commission KorJor. 3/2557 |
Rules on Units of Foreign Collective Investment Scheme Exempted from the Provisions of Public Offering for Sale of Securities |
|
|
| 30/05/2014 |
01/07/2014 |
| 3. |
Notification of the Securities and Exchange Commission KorChor. 9/2555 |
Determination of Definitions of Institutional and High Net Worth Investors |
|
|
| 09/07/2012 |
01/08/2012 |
| 4. |
Notification of the Securities and Exchange Commission KorKhor 2/2548 |
Rules, Conditions and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds (Synopsis) |
|
|
| 05/01/2005 |
01/04/2005 |
| 5. |
Notification of the Securities and Exchange Commission 42/2547 |
(Synopsis) |
|
|
| 03/08/2004 |
16/08/2004 |
| 6. |
Notification of the Securities and Exchange Commission 8/2545 |
|
|
|
| 01/02/2002 |
01/02/2002 |
| 7. |
Notification of Capital Market Supervisory Board |
|
|
|
| 08/10/2021 |
01/11/2021 |
| 8. |
Notification of Capital Market Supervisory Board TorThor. 7/2557 |
Rules, Conditions and Procedures for Selling, Repurchasing and Redeeming Units of Foreign Collective Investment Scheme |
|
|
| 02/06/2014 |
01/07/2014 |
| 9. |
Notification of Capital Market Supervisory Board 23/2556 |
|
|
|
| 04/04/2013 |
01/05/2013 |
| 10. |
Notification of Capital Market Supervisory Board 47/2553 |
(Synopsis) |
|
|
| 22/12/2010 |
01/07/2011 |
| |  |
| | |
| | |
| | |
| 11. |
Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37/2553 |
Prohibited Characteristics of Personnel in Capital Market Industry |
|
|
| 15/09/2010 |
01/10/2010 |
| 12. |
Notification of Capital Market Supervisory Board TorThor/Khor/Dor/Nor. 62/2552 |
Determination for Securities Companies to Proceed with Customer Complaints |
|
|
| 03/08/2009 |
01/09/2009 |
| 13. |
Notification of Capital Market Supervisory Board TorKhor. 55/2552 |
Rules, Conditions and Procedures for Brokerage, Dealing and Underwriting of Investment Units |
|
|
| 03/08/2009 |
01/09/2009 |
| 14. |
Notification of Capital Market Supervisory Board TorKhor. 56/2552 |
Rules, Conditions and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds |
|
|
| 03/08/2009 |
01/09/2009 |
| 15. |
Notification of Capital Market Supervisory Board 55/2552 |
(Synopsis) |
|
|
| 03/08/2009 |
01/09/2009 |
| 16. |
Notification of the Office of the Securities and Exchange Commission |
Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds B.E.2551 (2008) |
|
|
| 16/01/2008 |
01/02/2008 |
| 17. |
Notification of the Office of the Securities and Exchange Commission 9/2548 |
|
|
|
| 13/07/2005 |
01/08/2005 |
| 18. |
Notification of the Office of the Securities and Exchange Commission 43/2547 |
(Synopsis) |
|
|
| 03/12/2004 |
16/12/2004 |
| 19. |
Notification of the Office of the Securities and Exchange Commission 62/2543 |
|
|
|
| 29/11/2000 |
01/01/2001 |
| 20. |
Circular 1/2556 |
|
|
|
| 31/01/2013 |
|
| 21. |
Circular 3/2548 |
|
|
|
| 21/01/2005 |
|
1207
