| |
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Ministerial regulations |
|
|
|
 | 23/01/2004 |
|
| 2. |
Notification of the Securities and Exchange Commission KorThor. 16/2555 |
Determination of Types of Securities Having Characteristic Similar with Investment Units |
|
   |
| 21/12/2012 |
16/01/2013 |
| 3. |
Notification of the Securities and Exchange Commission KorKhor 7/2551 |
Determination of Paid-Up Registered Capital of Securities Company |
|
|
| 08/05/2008 |
01/06/2008 |
| 4. |
Notification of the Securities and Exchange Commission 58/2547 |
|
|
|
| 25/11/2004 |
16/12/2004 |
| 5. |
Notification of the Securities and Exchange Commission KorKhor. 26/2547 |
Application Form for Obtaining a License to Undertake Securities Businesses in the Category of Brokerage, Dealing and Underwriting of Investment Units |
|
|
| 27/05/2004 |
16/06/2004 |
| 6. |
Notification of the Securities and Exchange Commission 27/2547 |
|
|
|
| 27/05/2004 |
16/06/2004 |
| |  |
| 7. |
Notification of the Securities and Exchange Commission KorKhor 10/2551 |
Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (2008) |
14 |
|
| 16/07/2008 |
01/08/2008 |
| 8. |
Notification of the Securities and Exchange Commission KorKhor 6/2551 |
Determination of Paid-Up Registered Capital of Person Applying for Securities Business License under Ministerial Regulation Concerning Granting of License for Undertaking Securities Business B.E. 2551 2008) |
14 |
|
| 08/05/2008 |
01/06/2008 |
| 9. |
Report/Form (Notification of Securities and Exchange Commission) |
|
|
|
| |
01/06/2008 |
| 10. |
Report/Form (Notification of Securities and Exchange Commission) |
|
|
|
| |
01/06/2008 |
| 11. |
Report/Form (Notification of Securities and Exchange Commission) |
|
|
|
| |
01/06/2008 |
| 12. |
Report/Form (Notification of Securities and Exchange Commission) |
Form 90-24 Application Form for a License to Undertake Securities Business in the Category of Brokerage, Dealing and Underwriting
of Investment Units |
|
|
| |
|
| 13. |
Circular KorKhor. 14/2547 |
|
|
|
| 14/06/2004 |
|
1207
