| |
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Ministerial regulations 15/2543 |
|
|
|
 | 28/08/2000 |
|
| 2. |
Notification of the Securities and Exchange Commission 45/2545 |
|
|
|
| 24/10/2002 |
16/11/2002 |
| 3. |
Notification of the Securities and Exchange Commission 14/2545 |
|
|
|
| 19/02/2002 |
22/02/2002 |
| 4. |
Notification of the Securities and Exchange Commission 7/2560 |
|
|
|
| 16/02/2017 |
01/03/2017 |
| 5. |
Notification of the Securities and Exchange Commission KorKhor 7/2551 |
Determination of Paid-Up Registered Capital of Securities Company |
|
   |
| 08/05/2008 |
01/06/2008 |
| 6. |
Notification of the Securities and Exchange Commission 28/2547 |
|
|
|
| 27/05/2004 |
16/06/2004 |
| 7. |
Notification of the Securities and Exchange Commission 37/2543 |
|
|
|
| 18/09/2000 |
28/09/2000 |
| |  |
Report/Form (Notification of Securities and Exchange Commission) |
Form 90-12 Application for an Approval on Establishment of a New Limited Company or Public Limited Company to Undertake Securities Business in the Category of Private Fund Management |
|
|
 |
|
|
| | |
Report/Form (Notification of Securities and Exchange Commission) |
Documents for an Application for an Approval on Establishment of a New Limited Company or Public Limited Company to Undertake Securities Business in the Category of Private Fund Management |
|
|
|
|
|
| | |
Report/Form (Notification of Securities and Exchange Commission) |
Certified Form Relating to Acting in Compliance with Related Laws of Applicant who is Juristic Person/Financial Institution or Individual |
|
|
|
|
|
| | |
Report/Form (Notification of Securities and Exchange Commission) |
Form 90-13 Application for a License to Undertake Securities Business in the Category of Private Fund Management |
|
|
|
|
|
| | |
Report/Form (Notification of Securities and Exchange Commission) |
Documents for an Application for a License to Undertake Securities Business in the Category of Private Fund Management |
|
|
|
|
|
| | |
Report/Form (Notification of Securities and Exchange Commission) |
Guidelines for Filling in an Application for an Approval on Establishment of a New Limited Company or Public Limited Company to Undertake Securities Business in the Category of Private Fund Management (Form 90-12) and Application for a License to Undertak |
|
|
|
|
|
| 8. |
Notification of the Securities and Exchange Commission 10/2541 |
|
|
|
| 26/02/1998 |
28/02/1998 |
| 9. |
Notification of the Securities and Exchange Commission 12/2539 |
|
|
|
| 06/08/1996 |
|
| 10. |
Notification of the Securities and Exchange Commission KorKhor 6/2551 |
Determination of Paid-Up Registered Capital of Person Applying for Securities Business License under Ministerial Regulation Concerning Granting of License for Undertaking Securities Business B.E. 2551 2008) |
14 |
|
| 08/05/2008 |
01/06/2008 |
| 11. |
Notification of Capital Market Supervisory Board Tor Nor 89/2558 |
Rules for Management of Retail Funds,Mutual Funds for Accredited Investors, Mutual Funds for Institutional Investors and Private Funds (Synopsis) |
|
|
| 17/12/2015 |
16/01/2016 |
| 12. |
Notification of Capital Market Supervisory Board TorThor/Khor/Dor/Nor 1/2552 |
Establishment of Audit Committee of Securities Companies |
|
|
| 26/01/2009 |
01/03/2009 |
| 13. |
Notification of the Office of the Securities and Exchange Commission 59/2546 |
(Synopsis) |
|
|
| 31/12/2006 |
|
| 14. |
Report/Form (Notification of Securities and Exchange Commission) |
|
|
|
| 26/02/2026 |
|
| 15. |
Report/Form (Notification of Securities and Exchange Commission) |
Form 14-1 Report on Gross Operating Income for Annual Transaction Levy Calculation |
|
|
| |
|
| 16. |
Circular |
|
|
|
| 26/02/2026 |
26/02/2026 |
| 17. |
Circular 5/2552 |
|
|
|
| 29/01/2009 |
|
| 18. |
Guideline |
|
|
|
| 26/02/2026 |
|
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