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  Type Title Section See document Status Notified Date Effective Date
1. Notification of the Securities and Exchange Commission  KorNor. 2/2550 Re: Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Management Companies to Establish Branch Offices   22/05/2007 01/06/2007
2. Notification of the Securities and Exchange Commission   10/2540    17/02/1997
  Report/Form (Notification of Securities and Exchange Commission) Application for Establishment of Service Center for Invesment Management Business
3. Notification of Capital Market Supervisory Board  TorThor 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries (Synopsis)   26/06/2013 16/07/2013
4. Notification of Capital Market Supervisory Board   41/2552    03/08/2009 01/09/2009
5. Notification of the Office of the Securities and Exchange Commission   26/2544    21/12/2001 21/12/2001