|
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
1. |
Notification of the Securities and Exchange Commission 35/2548 |
|
|
|
| 13/09/2005 |
01/11/2005 |
2. |
Notification of the Securities and Exchange Commission 3/2548 |
|
|
|
| 17/01/2005 |
01/03/2005 |
3. |
Notification of the Securities and Exchange Commission KorNor. 69/2547 |
Re: Rules, Conditions, and Procedures for Approval of the Private Fund Custodian |
|
|
| 22/12/2004 |
16/12/2004 |
| |
4. |
Notification of Capital Market Supervisory Board 85/2552 |
|
|
|
| 03/08/2009 |
01/09/2009 |
| |
5. |
Notification of Capital Market Supervisory Board 57/2552 |
|
|
|
| 03/08/2009 |
01/09/2009 |
6. |
Notification of the Office of the Securities and Exchange Commission SorNor. 33/2547 |
Re: Application Form for Approval of Private Fund Custodian and Supporting Documents |
|
|
| 16/07/2004 |
01/08/2004 |
7. |
Notification of the Office of the Securities and Exchange Commission 8/2545 |
|
|
|
| 13/02/2002 |
16/02/2002 |
8. |
Report/Form (Notification of Securities and Exchange Commission) |
Certified Statement Form Relating to Acting in Compliance with Related Laws of Applicant for Custodian of Private Funds |
|
|
| |
|
9. |
Report/Form (Notification of Securities and Exchange Commission) |
Form 135-1 Application for an Approval of Custodian of Private Funds |
|
|
| |
|
10. |
Report/Form (Notification of Securities and Exchange Commission) |
Checklist: Documents for an Approval for Custodian of Private Fund (for commercial banks / finance companies / finance and securities companies / securities companies / life insurance companies / financial institution established under specific law) |
|
|
| |
|
11. |
Report/Form (Notification of Securities and Exchange Commission) |
Checklist: Documents for an Approval for Custodian of Private Funds (for limited companies or public limited companies) |
|
|
| |
|
12. |
Report/Form (Notification of Securities and Exchange Commission) |
Checklist: Documents for a Renewal of Custodian of Private Funds |
|
|
| |
|
13. |
Circular 8/2548 |
|
|
|
| 28/02/2005 |
|
14. |
Circular KorNor. 34/2547 |
|
|
|
| 30/12/2004 |
|