Limited BDU >>

  Type Title Section See document Status Notified Date Effective Date
1. Notification of the Office of the Securities and Exchange Commission  SorThor. 7/2557 Rules on Appointing Independent Director of an Intermediary   03/06/2014 01/07/2014
2. Circular   13/2544    22/02/2001
  Report/Form (Notification of Securities and Exchange Commission) Request Form for Examining Information of Persons who the Securities Company will Appoint as Executive
  Report/Form (Notification of Securities and Exchange Commission) Form 103-1 List of Information Intend to Examine by the Securities Company
  Report/Form (Notification of Securities and Exchange Commission) Consent Form for Personal Information Disclosure