| |
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Notification of the Securities and Exchange Commission 35/2548 |
|
|
|
 | 13/09/2005 |
01/11/2005 |
| 2. |
Notification of the Securities and Exchange Commission 3/2548 |
|
|
|
| 17/01/2005 |
01/03/2005 |
| 3. |
Notification of Capital Market Supervisory Board 85/2552 |
|
|
|
| 03/08/2009 |
01/09/2009 |
| |  |
| 4. |
Notification of Capital Market Supervisory Board 57/2552 |
|
|
|
| 03/08/2009 |
01/09/2009 |
| 5. |
Notification of the Office of the Securities and Exchange Commission OrNor. 3/2544 |
Re: Registration of Persons Qualified to Be a Mutual Fund Supervisor (codified as of 09/03/2004) (Synopsis) |
|
   |
| 19/03/2001 |
|
| 6. |
Report/Form (Notification of Securities and Exchange Commission) |
|
|
|
| 26/02/2026 |
|
| 7. |
Report/Form (Notification of Securities and Exchange Commission) |
Checklist: Documents for a Registration of Persons Qualified to be a Fund Supervisors |
|
|
| |
|
| 8. |
Report/Form (Notification of Securities and Exchange Commission) |
Form 121-1 Application Form for Registeration of Person Qualified to be a Mutual Fund Supervisors |
|
|
| |
|
| 9. |
Report/Form (Notification of Securities and Exchange Commission) |
Certified Statement Form Relating to Acting in Compliance with Related Laws of Person Qualified to be a Fund Supervisor |
|
|
| |
|
| 10. |
Report/Form (Notification of Securities and Exchange Commission) |
Checklist: Documents for a Renewal of Persons Qualified to be a Fund Supervisor |
|
|
| |
|
| 11. |
Circular |
|
|
|
| 26/02/2026 |
26/02/2026 |
| 12. |
Circular 7/2551 |
|
|
|
| 04/03/2008 |
|
| 13. |
Circular 8/2548 |
|
|
|
| 28/02/2005 |
|
| 14. |
Circular 7/2547 |
|
|
|
| 11/03/2004 |
|
| 15. |
Guideline |
|
|
|
| 26/02/2026 |
|
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