Securities Underwriter Business >>

  Type Title Section See document Status Notified Date Effective Date
1. Ministerial regulations    26/09/1996 04/10/1996
2. Notification of the Securities and Exchange Commission  KorJor. 3/2557 Rules on Units of Foreign Collective Investment Scheme Exempted from the Provisions of Public Offering for Sale of Securities   30/05/2014 01/07/2014
3. Notification of Capital Market Supervisory Board  TorThor. 7/2557 Rules, Conditions and Procedures for Selling, Repurchasing and Redeeming Units of Foreign Collective Investment Scheme   02/06/2014 01/07/2014
4. Notification of Capital Market Supervisory Board   6/2557 (Synopsis)   30/04/2014 16/05/2014
  Notification of Capital Market Supervisory Board   Tor Thor. 59/2552 Rules and Periods for Report Submission of Securities Companies 03/08/2009 01/09/2009
5. Notification of Capital Market Supervisory Board   28/2553    04/06/2010 16/06/2010
6. Circular   20/2556    29/03/2013