Derivatives Dealer >>

  Type Title Section See document Status Notified Date Effective Date
1. Ministerial regulations    26/09/1996 04/10/1996
2. Notification of the Securities and Exchange Commission  Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor   08/02/2017 16/02/2017
3. Notification of the Securities and Exchange Commission  KorChor. 9/2555 Determination of Definitions of Institutional and High Net Worth Investors   09/07/2012 01/08/2012
4. Notification of Capital Market Supervisory Board  TorThor. 23/2553 Rules for Undertaking Derivatives Business for Licensed Derivatives Dealers (Synopsis)   01/06/2010 16/06/2010