| |
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Ministerial regulations |
|
|
|
 | 26/09/1996 |
04/10/1996 |
| 2. |
Notification of Capital Market Supervisory Board 6/2557 |
(Synopsis) |
|
|
| 30/04/2014 |
16/05/2014 |
| |  |
Notification of Capital Market Supervisory Board Tor Thor. 59/2552 |
Rules and Periods for Report Submission of Securities Companies |
|
   |
 |
03/08/2009 |
01/09/2009 |
| 3. |
Notification of Capital Market Supervisory Board TorThor. 41/2555 |
Rules, Conditions and Procedures for Trading of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth Investor |
|
|
| 17/08/2012 |
01/09/2012 |
| 4. |
Notification of Capital Market Supervisory Board 93/2552 |
Re : Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (Synopsis) |
|
|
| 12/05/2012 |
16/05/2012 |
| 5. |
Notification of Capital Market Supervisory Board 28/2553 |
|
|
|
| 04/06/2010 |
16/06/2010 |
| 6. |
Notification of Capital Market Supervisory Board TorThor. 92/2552 |
Rules, Conditions and Procedures for Brokerage and Dealing of Foreign Securities (No.2) |
|
|
| 15/10/2009 |
01/11/2009 |
| 7. |
Notification of Capital Market Supervisory Board TorThor 1/2551 |
Rules, Conditions and Procedures for Brokerage and Dealing of Foreign Securities |
|
|
| 28/03/2008 |
16/04/2008 |
| 8. |
Notification of the Office of the Securities and Exchange Commission 52/2552 |
|
|
|
| 21/10/2009 |
01/11/2009 |
| 9. |
Circular 20/2556 |
|
|
|
| 29/03/2013 |
|
| 10. |
Circular 33/2553 |
|
|
|
| 22/12/2010 |
|
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