| |
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Notification of the Securities and Exchange Commission 3/2548 |
|
|
|
 | 17/01/2005 |
01/03/2005 |
| 2. |
Notification of the Securities and Exchange Commission 16/2543 |
|
|
|
| 04/04/2000 |
20/04/2000 |
| 3. |
Notification of the Securities and Exchange Commission 24/2544 |
(Synopsis) |
|
|
| |
|
| 4. |
Notification of Capital Market Supervisory Board 57/2552 |
|
|
|
| 03/08/2009 |
01/09/2009 |
| 5. |
Notification of the Office of the Securities and Exchange Commission SorNor 27/2550 |
Rules, Conditions and Procedures for Appointment and Conduct of Fund Manager (Synopsis) |
|
   |
| 17/10/2007 |
01/01/2008 |
| 6. |
Notification of the Office of the Securities and Exchange Commission 34/2549 |
|
|
|
| 30/08/2006 |
16/09/2006 |
| 7. |
Notification of the Office of the Securities and Exchange Commission 38/2546 |
|
|
|
| 09/12/2003 |
16/12/2003 |
| 8. |
Notification of the Office of the Securities and Exchange Commission SorNor. 43/2544 |
Rules, Conditions and Procedures for the Approval of Mutual Fund Managers |
|
|
| 28/09/2001 |
01/10/2001 |
| |  Reports/Forms |
| 9. |
Notification of the Office of the Securities and Exchange Commission 22/2543 |
|
|
|
| 05/06/2000 |
22/06/2000 |
| 10. |
Notification of the Office of the Securities and Exchange Commission 23/2543 |
|
|
|
| 05/06/2000 |
22/06/2000 |
| 11. |
Notification of the Office of the Securities and Exchange Commission 17/2543 |
|
|
|
| 23/05/2000 |
14/06/2000 |
| 12. |
Notification of the Office of the Securities and Exchange Commission 2/2542 |
|
|
|
| 13/01/1999 |
29/01/1999 |
| 13. |
Notification of the Office of the Securities and Exchange Commission 13/2539 |
|
|
|
| 26/07/1996 |
|
| 14. |
Notification of the Office of the Securities and Exchange Commission 10/2539 |
|
|
|
| 15/07/1996 |
|
| 15. |
Notification of the Office of the Securities and Exchange Commission 8/2539 |
|
|
|
| 06/03/1996 |
|
| 16. |
Notification of the Office of the Securities and Exchange Commission 1/2539 |
|
|
|
| 16/01/1996 |
|
| 17. |
Report/Form (Notification of Securities and Exchange Commission) |
Form 133-1 Report on Changes of Information of Private Fund Manager |
|
|
| |
|
| 18. |
Report/Form (Notification of Securities and Exchange Commission) |
Form 117-7 Report on Changes of Information of Mutual Fund Manager |
|
|
| |
|
| 19. |
Report/Form (Notification of Securities and Exchange Commission) |
Form 133-2 Report on the Commencement Date or Temination Date of Performance of Duty as Private Fund Manager |
|
|
| |
|
| 20. |
Report/Form (Notification of Securities and Exchange Commission) |
Form 117-6 Application for an Approval of Mutual Fund Manager |
|
|
| |
|
| 21. |
Report/Form (Notification of Securities and Exchange Commission) |
Form 134-1 (Application for an Approval of Private Fund Manager or Registration of Private Fund Manager who manage Provident Fund |
|
|
| |
|
| 22. |
Report/Form (Notification of Securities and Exchange Commission) |
Form 117-8 Report on the Commencement Date or Termination Date of Performance of Duty as Mutual Fund Managers |
|
|
| |
|
| 23. |
Report/Form (Notification of Securities and Exchange Commission) |
Form 117-10 Name List of Mutual Fund Managers |
|
|
| |
|
| 24. |
Report/Form (Notification of Securities and Exchange Commission) |
|
|
|
| |
|
| 25. |
Report/Form (Notification of Securities and Exchange Commission) |
|
|
|
| |
|
| 26. |
Circular 12/2553 |
|
|
|
| 24/05/2010 |
|
| | |
| 27. |
Circular 23/2552 |
|
|
|
| 06/08/2009 |
|
| 28. |
Circular 17/2550 |
|
|
|
| 12/11/2007 |
|
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