Derivatives Dealer >>

  Type Title Section See document Status Notified Date Effective Date
1. Ministerial regulations    26/09/1996 04/10/1996
2. Notification of the Securities and Exchange Commission  KorThor/Nor/Khor 4/2551 Amount of Damages Arising from Derivatives Transaction for Settlement by Arbitration   02/04/2008 16/04/2008
3. Notification of the Office of the Securities and Exchange Commission   25/2544    28/11/2001 01/01/2002
  Report/Form (Notification of Securities and Exchange Commission) Form OrYo.1 Petition for the Dispute
  Report/Form (Notification of Securities and Exchange Commission) Form OrYo.2 Letter to Appoint Agent for the Proceedings
  Report/Form (Notification of Securities and Exchange Commission) Form OrYo.3 Objection for the Dispute
  Report/Form (Notification of Securities and Exchange Commission) Form OrYo.4 Compromise Contract
  Report/Form (Notification of Securities and Exchange Commission) Form OrYo.5 Letter of Arbitrator Appointment (1 person)
  Report/Form (Notification of Securities and Exchange Commission) Form OrYo.5-1 Letter of Arbitrator Appointment
  Report/Form (Notification of Securities and Exchange Commission) Form OrYo.6 Objection Letter of Arbitrator Appointment
  Report/Form (Notification of Securities and Exchange Commission) Form OrYo.7 Rulings of Arbitrator
4. Circular   37/2545    24/12/2002