| |
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Ministerial regulations |
|
|
|
 | 26/09/1996 |
04/10/1996 |
| 2. |
Notification of the Securities and Exchange Commission 7/2560 |
|
|
|
| 16/02/2017 |
01/03/2017 |
| 3. |
Notification of the Securities and Exchange Commission KorThor. 7/2547 |
Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer (codified as of 08/10/2004) (Synopsis) |
|
  |
| 23/01/2004 |
06/01/2004 |
| |  |
Notification of the Office of the Securities and Exchange Commission SorThor./Khor. 40/2547 |
Re: Form of Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor |
|
|
 |
19/10/2004 |
01/11/2004 |
| 4. |
Notification of the Securities and Exchange Commission KorKhor 10/2551 |
Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (2008) |
14 |
 |
| 16/07/2008 |
01/08/2008 |
| 5. |
Report/Form (Notification of Securities and Exchange Commission) |
Form 16-1 Application Form for Registration to Undertake Derivatives Business |
|
|
| |
|
| 6. |
Circular 3/2547 |
|
|
|
| 06/02/2004 |
|
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