|
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
1. |
Ministerial regulations |
|
|
|
![no longer in force](images/cancel_flag.png) | 26/09/1996 |
04/10/1996 |
2. |
Notification of the Securities and Exchange Commission Kor Thor. 33/2560 |
Maintenance of Financial Condition of Licensed Derivatives Broker |
|
![View MS Word File](/images/web_word.gif) ![View PDF Readable File](images/web_pdf_readable.png) ![View PDF File](/images/web_pdf_adjust.gif) |
![no longer in force](images/cancel_flag.png) | 29/12/2017 |
16/01/2018 |
3. |
Notification of the Office of the Securities and Exchange Commission SorThor. 19/2554 |
Report on Trading of Securities and Derivatives in Foreign Countries of Derivatives Broker under Quota Allocation |
|
![View PDF File](/images/web_pdf_adjust.gif) |
![no longer in force](images/cancel_flag.png) | 20/06/2011 |
01/07/2011 |
4. |
Notification of the Office of the Securities and Exchange Commission 24/2549 |
|
|
|
![no longer in force](images/cancel_flag.png) | 08/05/2006 |
16/05/2006 |