|
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
1. |
Ministerial regulations |
|
|
|
![no longer in force](images/cancel_flag.png) | 26/09/1996 |
04/10/1996 |
2. |
Notification of the Securities and Exchange Commission KorThor. 65/2547 |
Rules for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis) |
|
![View MS Word File](/images/web_word.gif) ![View PDF Readable File](images/web_pdf_readable.png) ![View PDF File](/images/web_pdf_adjust.gif) |
![no longer in force](images/cancel_flag.png) | 22/12/2004 |
16/01/2005 |
3. |
Notification of Capital Market Supervisory Board Tor Thor. 80/2552 |
Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers (Synopsis) |
|
![View MS Word File](/images/web_word.gif) ![View PDF Readable File](images/web_pdf_readable.png) ![View PDF File](/images/web_pdf_adjust.gif) |
![no longer in force](images/cancel_flag.png) | 03/08/2009 |
01/09/2009 |
4. |
Notification of the Office of the Securities and Exchange Commission 9/2562 |
|
|
|
![no longer in force](images/cancel_flag.png) | 26/12/2019 |
01/01/2020 |