Derivatives Agent >>

  Type Title Section See document Status Notified Date Effective Date
1. Ministerial regulations    26/09/1996 04/10/1996
2. Notification of the Securities and Exchange Commission  KorThor. 65/2547 Rules for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis)   22/12/2004 16/01/2005
3. Notification of Capital Market Supervisory Board  Tor Thor. 80/2552 Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers (Synopsis)   03/08/2009 01/09/2009
4. Notification of the Office of the Securities and Exchange Commission   9/2562    26/12/2019 01/01/2020