| |
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Ministerial regulations |
|
|
|
 | 26/09/1996 |
04/10/1996 |
| 2. |
Notification of the Securities and Exchange Commission Kor Jor. 4/2560 |
Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor |
|
   |
| 08/02/2017 |
16/02/2017 |
| 3. |
Notification of the Securities and Exchange Commission KorChor. 9/2555 |
Determination of Definitions of Institutional and High Net Worth Investors |
|
|
| 09/07/2012 |
01/08/2012 |
| 4. |
Notification of the Securities and Exchange Commission KorThor. 65/2547 |
Rules for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis) |
|
|
| 22/12/2004 |
16/01/2005 |
| 5. |
Notification of Capital Market Supervisory Board TorThor. 23/2553 |
Rules for Undertaking Derivatives Business for Licensed Derivatives Dealers (Synopsis) |
|
|
| 01/06/2010 |
16/06/2010 |
| 6. |
Notification of Capital Market Supervisory Board Tor Thor. 80/2552 |
Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers (Synopsis) |
|
|
| 03/08/2009 |
01/09/2009 |
| 7. |
Notification of the Office of the Securities and Exchange Commission SorThor. 3/2553 |
Preparation and Maintenance of Information Relating to Derivatives Trading (Synopsis) |
|
|
| 01/02/2010 |
01/02/2010 |
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