Derivatives Agent >>

  Type Title Section See document Status Notified Date Effective Date
1. Ministerial regulations    26/09/1996 04/10/1996
2. Notification of the Securities and Exchange Commission  Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor   08/02/2017 16/02/2017
3. Notification of Capital Market Supervisory Board  TorThor. 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries   26/06/2013 16/07/2013
4. Notification of the Office of the Securities and Exchange Commission  Sor Thor. 37/2559 Rules in Detail on Establishment of Information Technology System   12/09/2016 01/09/2017