|
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
1. |
Ministerial regulations |
|
|
|
![no longer in force](images/cancel_flag.png) | 26/09/1996 |
04/10/1996 |
2. |
Notification of the Securities and Exchange Commission Kor Thor. 33/2560 |
Maintenance of Financial Condition of Licensed Derivatives Broker |
|
![View MS Word File](/images/web_word.gif) ![View PDF Readable File](images/web_pdf_readable.png) ![View PDF File](/images/web_pdf_adjust.gif) |
![no longer in force](images/cancel_flag.png) | 29/12/2017 |
16/01/2018 |
3. |
Notification of the Securities and Exchange Commission 28/2558 |
(Synopsis) |
|
|
![no longer in force](images/cancel_flag.png) | 02/12/2015 |
16/12/2015 |
4. |
Notification of the Securities and Exchange Commission Kor Thor. 66/2547 |
Maintenance of Financial Position of Licensed Derivative Brokers (Synopsis) |
|
![View MS Word File](/images/web_word.gif) ![View PDF Readable File](images/web_pdf_readable.png) ![View PDF File](/images/web_pdf_adjust.gif) |
![no longer in force](images/cancel_flag.png) | 22/12/2004 |
16/01/2005 |
| ![](/images/dia_green.gif) |
Notification of the Office of the Securities and Exchange Commission SorThor. 25/2550 |
Re: Prescription of the Rate or Value of Property Deposited as Margins |
|
![View MS Word File](/images/web_word.gif) ![View PDF Readable File](images/web_pdf_readable.png) ![View PDF File](/images/web_pdf_adjust.gif) |
![in force](images/ready_flag.png) |
31/08/2007 |
16/09/2007 |
5. |
Notification of the Office of the Securities and Exchange Commission 51/2560 |
(Synopsis) |
|
|
![no longer in force](images/cancel_flag.png) | 29/12/2017 |
16/01/2018 |
6. |
Notification of the Office of the Securities and Exchange Commission SorThor. 84/2558 |
Provisions for Licensed Derivatives Brokers in Case of Having Failed to Maintain Financial Condition |
|
![View MS Word File](/images/web_word.gif) ![View PDF Readable File](images/web_pdf_readable.png) ![View PDF File](/images/web_pdf_adjust.gif) |
![no longer in force](images/cancel_flag.png) | 02/12/2015 |
16/12/2015 |
7. |
Report/Form (Notification of Securities and Exchange Commission) |
|
|
|
![no longer in force](images/cancel_flag.png) | 28/06/2010 |
|
8. |
Circular 10/2555 |
|
|
|
![no longer in force](images/cancel_flag.png) | 10/07/2012 |
|
9. |
Circular 10/2553 |
|
|
|
![no longer in force](images/cancel_flag.png) | 23/04/2010 |
|