| |
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Ministerial regulations |
|
|
|
 | 26/09/1996 |
04/10/1996 |
| 2. |
Notification of the Securities and Exchange Commission Kor Thor. 33/2560 |
Maintenance of Financial Condition of Licensed Derivatives Broker |
|
   |
| 29/12/2017 |
16/01/2018 |
| 3. |
Notification of the Securities and Exchange Commission 28/2558 |
(Synopsis) |
|
|
| 02/12/2015 |
16/12/2015 |
| 4. |
Notification of the Securities and Exchange Commission Kor Thor. 66/2547 |
Maintenance of Financial Position of Licensed Derivative Brokers (Synopsis) |
|
|
| 22/12/2004 |
16/01/2005 |
| |  |
Notification of the Office of the Securities and Exchange Commission SorThor. 25/2550 |
Re: Prescription of the Rate or Value of Property Deposited as Margins |
|
|
 |
31/08/2007 |
16/09/2007 |
| 5. |
Notification of the Office of the Securities and Exchange Commission 63/2562 |
|
|
|
| 09/12/2019 |
01/01/2020 |
| 6. |
Notification of the Office of the Securities and Exchange Commission 51/2560 |
(Synopsis) |
|
|
| 29/12/2017 |
16/01/2018 |
| 7. |
Notification of the Office of the Securities and Exchange Commission SorThor. 84/2558 |
Provisions for Licensed Derivatives Brokers in Case of Having Failed to Maintain Financial Condition |
|
|
| 02/12/2015 |
16/12/2015 |
| 8. |
Report/Form (Notification of Securities and Exchange Commission) |
|
|
|
| 28/06/2010 |
|
| 9. |
Circular 10/2555 |
|
|
|
| 10/07/2012 |
|
| 10. |
Circular 10/2553 |
|
|
|
| 23/04/2010 |
|
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