|
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
1. |
Ministerial regulations |
|
|
|
![no longer in force](images/cancel_flag.png) | 26/09/1996 |
04/10/1996 |
2. |
Notification of the Securities and Exchange Commission 7/2560 |
|
|
|
![no longer in force](images/cancel_flag.png) | 16/02/2017 |
01/03/2017 |
3. |
Notification of the Securities and Exchange Commission KorThor. 7/2547 |
Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer (codified as of 08/10/2004) (Synopsis) |
|
![View MS Word File](/images/web_word.gif) ![View PDF Readable File](images/web_pdf_readable.png) |
![no longer in force](images/cancel_flag.png) | 23/01/2004 |
06/01/2004 |
| ![](/images/dia_green.gif) |
Notification of the Office of the Securities and Exchange Commission SorThor./Khor. 40/2547 |
Re: Form of Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor |
|
![View MS Word File](/images/web_word.gif) ![View PDF Readable File](images/web_pdf_readable.png) |
![in force](images/ready_flag.png) |
19/10/2004 |
01/11/2004 |
4. |
Report/Form (Notification of Securities and Exchange Commission) |
Form 16-1 Application Form for Registration to Undertake Derivatives Business |
|
|
![no longer in force](images/cancel_flag.png) | |
|
5. |
Circular 3/2547 |
|
|
|
![no longer in force](images/cancel_flag.png) | 06/02/2004 |
|