Securities Issuance

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Approval of Securities Offering

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General Provisions for Securities Offering

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Shares Offering

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Issuance and Offering of Equity by Foreign Issuer

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Issuance and Offering of Equity Crowdfunding (crowdfunding)

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Securities Offering Approval for SME

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Debentures Offering

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Domestic Debenture

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Plain Debt Securities

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Structured Debentures

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Structured Notes or Debentures imposing Obligations on Holders issued by Financial Institutions

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Securitization

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Basel III subordinated debt

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Foreign Currency Debentures

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Overseas Debenture

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Foreign Issuer Debenture

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SUKUK Offering

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Real Estate Investment Trust

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Application for and Approval of offer for sale of units of Infra structure trust

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Convertible Securities Offering

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Covertible Debenture

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Warrant

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transferable subscription right

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Derivatives Warrant

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Others Securities Issuance

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Others Securities Issuance

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Exchange Traded Options

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Beneficial on Underlying Securities

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Depositary Receipt

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Others

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Approval/Disclosure/After Sell Duties for ESOP

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Approval/Disclosure/After Sell Duties for ESOP of Foreign Companies

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Filing of the registration statement and the draft prospectus

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lodgment Registration Statement for debenture issuance pursuant

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Registration Statement for SUKUK

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Filing the registration statement

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Filing the draft prospectus and distribution of the information before selling of securities

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Governance of publicly traded company pursuant to chapter 3/1

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Company exempt from chapter 3/1

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Related parties transaction

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Acquisition or dispose of asset

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Report on the interest of director, executive and related person

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COMPANY SECRETARY/DOCUMENT STORAGE

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After Sell Duties

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Securities Saling Report

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Securities Settlement and Securities Registrar

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Reports of securities holdings

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Disclosure of financial position and business operation of the company

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Report in accordance with section 57

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Others

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Subscription and Underwriting of securities

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Fees

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Others

Approval

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Financial Advisors

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Auditors

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Property Valuers

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Credit Rating Agency

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Debenture Holder Representatives

Contact

The Securities and Exchange Commission, Thailand
333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900, Thailand

SEC Complaint Center

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