Securities and Exchange Commission Thailand

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Limited BDU
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Licensing
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Registered Capital (Section 96)
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Business Operation Rules
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Capital Adequacy Requirements
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Executives / Personnel
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Approval & Qualifications (Section 103, 104)
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Auditors
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Reporting Requirements
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Fees
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Related Circular Letter
  
IP/FG
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Appoint/Approval/Code of conducts and Standard Practices
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Reporting
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Fees
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Related Circular Letter
  
Others (Securities Business)
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Separation of Securities and Finance Businesses & Merger (section 90)
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Representatives Office of foreign securities companies (section 93)
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Holidays (section 110)
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Securities Registrar Business (section 222)
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Association Related to Securities Businesses (section 230)
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Terms and Condition for Information Technology
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Anti-Money Laundering and Combating of Terrorist Financing
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Others
  
Executives of securities companies and personnel in securities business
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Approval and Qualifications
  

The Securities and Exchange Commission, Thailand
333/3 Vibhavadi-Rangsit Road, Chomphon , Chatuchak Bangkok 10900, Thailand
Tel. +66 2033 9999 Fax. +66 2033 9660
e-mail : info@sec.or.th
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