Securities Borrowing and Lending
|-
Fees (section 14 and 19)
|-
Major Shareholders
|-
Branch Office
|-
Net Liquid Capital (section 97)
|-
Capital Reduction
|-
Anti-fraud Provisions (section 98(3))
|-
Forward Transactions/OTC Equity Derivatives Transactions (section 98(4))
|-
Securities Borrowing and Lending (section 98(5))
|-
Short Sale Provisions (section 98(5))
|-
Proprietary Trading
|-
Other Business Undertaken by Securities Companies
|-
Advertising (section 98(10))
|-
Statutory Disqualifications for Management (section 103)
|-
Management Approval and Revocation (section 104)
|-
Accounting and Records (section 105)
|-
Audited Financial Statements & Auditor Approval (section 106)
|-
Public Disclosure (section 108)
|-
Reporting & Notification Requirements (section 109)
|-
Revocation of License (section 147)
|-
Service Outsourcing Guide for Securities Companies
  
Others (Securities Business)
|-
Separation of Securities and Finance Businesses & Merger (section 90)
|-
Representatives Office of foreign securities companies (section 93)
|-
Holidays (section 110)
|-
Securities Registrar Business (section 222)
|-
Association Related to Securities Businesses (section 230)
|-
Terms and Condition for Information Technology
|-
Anti-Money Laundering and Combating of Terrorist Financing
|-
Others