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>> Prevention of Conflicts of Interest

  Type Title Section See Document Status Notified Date Effective Date
1. Notification of the Office of the Securities and Exchange Commission  Sor Thor. 14/2558 Rules in Detail on the Protection and Management of Conflicts of Interest (Codefied)   07/04/2015 01/10/2015
2. Notification of the Office of the Securities and Exchange Commission  Sor Thor. 15/2558 Rules in Detail related to Proprietary Trading of Intermediaries   07/04/2015 16/05/2015