Securities and Exchange Commission Thailand

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Approval >> Financial Advisors

  Type Title Section See Document Notified Date Effective Date
1. Notification of the Office of the Securities and Exchange Commission  SorChor. 38/2554 Special Extension for Approved Status of Auditor, Financial Advisor and Compliance   03/11/2011 26/10/2011
2. Notification of the Office of the Securities and Exchange Commission   Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work B.E. 2552 (2009) (Codefied)   03/08/2009 01/09/2009
Notification of the Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work B.E. 2552 (2009) 03/08/2009 01/09/2009
  Report/Form (Notification of Securities and Exchange Commission) Certified Letter of Director or Personnel Profile of Financial Advisor
  
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