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Derivatives Fund Manager Business >> Conducts of Derivatives Fund Management

  Type Title Section See Document Notified Date Effective Date
1. Act   The Derivatives Act B.E. 2546   18 03/07/2003 06/01/2004
2. Act   The Derivatives Act B.E 2546   28 03/07/2003 06/01/2004
3. Act   The Derivatives Act B.E. 2546   31 03/07/2003 06/01/2004
4. Act   The Derivatives Act B.E. 2546   41 03/07/2003 06/01/2004
5. Act   The Derivatives Act B.E 2546   9 03/07/2003 06/01/2004
6. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries (Codefied)   06/09/2013 01/04/2014
Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries 06/09/2013 01/04/2014
  Notification of the Office of the Securities and Exchange Commission   Sor Thor. 14/2558 Rules in Detail on the Protection and Management of Conflicts of Interest (Synopsis) 07/04/2015 01/10/2015
7. Notification of the Office of the Securities and Exchange Commission   5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business (Codefied)   08/03/2006 16/04/2006
Notification of the Office of the Securities and Exchange Commission  OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business 08/03/2006 16/04/2006
  
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