Securities and Exchange Commission Thailand

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  Type Title Section See Document Notified Date Effective Date
1. Notification of Capital Market Supervisory Board  TorThor 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries (Codefied)   26/06/2013 16/07/2013
Notification of Capital Market Supervisory Board  TorThor. 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries 26/06/2013 16/07/2013
  Report/Form (Notification of Securities and Exchange Commission) Form 92-2 / 18-2 Application for Establishment of Branch Office or Conversion of Online Branch Office to Full Branch Office Securities company / derivatives intermediary 23/07/2013
  Report/Form (Notification of Securities and Exchange Commission) Form 92-2 / 18-3 Application for Establishing Representative Office Abroad Securities Company / Derivatives Intermediary 23/07/2013
2. Notification of the Office of the Securities and Exchange Commission  SorNor. 5/2550 Re: Establishment of a Branch Office and Serving Customers by an Asset Management Company outside Its Office Premises and Office Hours   29/05/2007 01/06/2007
  
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