Securities and Exchange Commission Thailand

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  Type Title Section See Document Notified Date Effective Date
1. Act   Securities and Exchange Act 2535   90 12/03/1992 16/05/1992
2. Notification of the Securities and Exchange Commission  KorKhor. 5/2551 Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E.2551 (2008)   14 08/05/2008 01/06/2008
  
  
  
3. Notification of Capital Market Supervisory Board  TorThor/Khor/Dor/Nor 1/2552 Establishment of Audit Committee of Securities Companies   26/01/2009 01/03/2009
  
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