Securities and Exchange Commission Thailand

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  Type Title Section See Document Notified Date Effective Date
1. Act   Securities and Exchange Act 2535   117 12/03/1992 16/05/1992
2. Notification of the Securities and Exchange Commission  KorNor 24/2553 Units of Foreign ETF deemed as Securities not Subject to Provisions on Public Offering of Securities   24/12/2010 16/01/2011
3. Notification of Capital Market Supervisory Board  TorThor 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries (Codefied)   26/06/2013 16/07/2013
Notification of Capital Market Supervisory Board  TorThor. 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries 26/06/2013 16/07/2013
  Report/Form (Notification of Securities and Exchange Commission) Form 92-2 / 18-2 Application for Establishment of Branch Office or Conversion of Online Branch Office to Full Branch Office Securities company / derivatives intermediary 23/07/2013
  Report/Form (Notification of Securities and Exchange Commission) Form 92-2 / 18-3 Application for Establishing Representative Office Abroad Securities Company / Derivatives Intermediary 23/07/2013
4. Notification of Capital Market Supervisory Board  TorNor 49/2553 Provisions Relating to Governance and Business Takeover of Foreign ETFs   27/12/2010 16/01/2011
5. Notification of the Office of the Securities and Exchange Commission  SorNor. 1/2554 Examination and Disclosure of List of Foreign ETF Units and Application for Investment Allotment for Units of Foreign ETF   04/01/2011 16/01/2011
6. Notification of the Office of the Securities and Exchange Commission  SorThor. 2/2555 Special Holidays of Securities Companies and Derivatives Business Operators   19/01/2012
  
The Securities and Exchange Commission, Thailand
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